Stay informed about the latest developments, regulatory updates, and announcements from the Securities Exchange and Investment Protection Commission (SEIPC).
The Securities Exchange and Investment Protection Commission today announced the implementation of a comprehensive regulatory framework for digital assets, including cryptocurrencies and tokens. The new framework aims to provide clarity for market participants while ensuring robust consumer protection.
Read full articleThe SEIPC has published updated guidance on cybersecurity risk management for regulated firms. The guidance reflects evolving cyber threats and incorporates best practices from international regulatory bodies.
Read full articleThe SEIPC has signed a Memorandum of Understanding with financial regulators from five countries to enhance international cooperation in financial services regulation and supervision.
Read full articleSEIPC CEO delivered a keynote address at the Annual Financial Services Conference, discussing the future of financial regulation and the Commission's strategic priorities for the coming year.
Read full articleThe SEIPC has imposed a financial penalty of $500,000 on ABC Financial Services for serious breaches of anti-money laundering regulations. The firm has also been required to implement enhanced compliance measures.
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