Publications
Publications
The Securities Exchange and Investment Protection Commission (SEIPC) publishes a range of documents to provide information and guidance to regulated firms and consumers. This section contains all our publications, including annual reports, consultation papers, guidance notes, and press releases.
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Latest Publications
Annual Report 2022
Published: 31 March 2023 | Type: Annual Report
The SEIPC's Annual Report for the year ended 31 December 2022, including financial statements and a review of regulatory activities.
Consultation Paper: Proposed Changes to Capital Requirements
Published: 15 April 2023 | Type: Consultation Paper
This consultation paper sets out the SEIPC's proposals for changes to the capital requirements for investment firms.
Guidance Note: Cybersecurity Risk Management
Published: 10 May 2023 | Type: Guidance Note
This guidance note sets out the SEIPC's expectations for regulated firms regarding cybersecurity risk management.
Press Release: SEIPC Imposes Fine on XYZ Bank
Published: 5 June 2023 | Type: Press Release
The SEIPC has imposed a fine of $500,000 on XYZ Bank for breaches of AML/CFT regulations.
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