Financial Services Act 2023

About the Securities Exchange and Investment Protection Commission

The Securities Exchange and Investment Protection Commission regulates the financial services industry. Our aim is to protect consumers, enhance the reputation as a quality financial services centre and promote good business.

The Commission supervises a broad range of firms including: auditors, banks, company managers, e-money institutions, professional trustees, payment services providers, funds and fund service providers, insurance companies, managers and intermediaries, investment firms, and insolvency practitioners. Firms that wish to do business in or from within must meet our standards and criteria both at application stage and on an on-going basis. Our supervisory work focuses primarily on the way firms are operated and governed and the identification of risks to consumers and the reputation of the jurisdiction more generally.