Our Mission

The Securities Exchange and Investment Protection Commission (SEIPC) exists to regulate the financial services industry in an effective and efficient manner in order to:

• Protect the Public

  We protect consumers of financial services from financial loss due to dishonesty, incompetence, malpractice or insolvency of financial service providers.

• Enhance Reputation

  We work to enhance the reputation of our jurisdiction as a quality financial center by applying international standards of regulation, transparency and cooperation.

• Promote Good Business

  We promote good business practices through guidance, supervision and enforcement, fostering a financial services industry that maintains high ethical standards.

Our Commitment

We are committed to maintaining a regulatory environment that is fair, transparent, and responsive to the needs of the financial services industry and the public. We strive to:

• Apply regulation consistently and proportionately
• Engage with stakeholders to understand their perspectives
• Respond promptly to emerging risks and challenges
• Collaborate with other regulators domestically and internationally
• Continuously improve our regulatory framework and practices

Through our mission, we aim to contribute to the stability, integrity, and growth of the financial services sector, benefiting both the industry and the wider economy.